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All stages

Process
Principle
Risk

L1 - Conception and Scoping

To know more about this phase of the DPI life cycle, click here

Click on any process listed below to learn about illustrative practices that can be implemented.

Process
Principle
Risks avoided

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L5 - Operations and Maintenance

To know more about this phase of the DPI lifecycle, click here

Click on any process listed below to learn about illustrative practices that can be implemented.

Process
Principle
Risks

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F8.7 Ensure that there are independent, accessible and effective remedies and related mechanisms available for persons whose rights are violated by the system
F8 Ensure effective remedy and redress
SV3 Weak institutions,
SV2 Weak rule of law

RS1 Privacy vulnerability, SV2 Weak rule of law

F5.5 Implement independent oversight and impartial grievance adjudication.

F5 Uphold the rule of law

SV1 Digital distrust, RI4 Disempowerment

O2.5 Assess DPI against alternative policy optionsarrow-up-right

O2 Evolve with evidence

SV5 Unsustainability, RI1Discrimination

O3.7 Undertake a Data Protection Impact assessments and legislative reforms prior to DPI roll out

O3 Ensure data privacy by design

RS1 Privacy vulnerability, SV2 Weak rule of law

O3.21 Establish mechanisms to ensure a right to opt-out whenever appropriate

O3 Ensure data privacy by design

RI4 Disempowerment, SV2 Weak rule of law

O5.7 Oversee the implementation of privacy and data protection impact assessments prior roll-out.

O5 Ensure data protection during use

SV3 Weak institutions, RS1 Privacy vulnerability

O5.9 Assess existence of comprehensive data protection laws that outline the lawful processing, retention, and protection of personal data

O5 Ensure data protection during use

SV2 Weak rule of law, RS1 Privacy vulnerability

F1.2 Incorporate legal safeguards against coercive measures of enforcement
F1 Do no harm
SV2 Weak rule of law
RI4 Disempowerment
F5.4 Establish appropriate legal framework to govern DPI initiatives, ensuring clarity on scope, purpose, and limitations.
F5 Uphold the rule of law

SV2 Weak rule of law

O3.29 Audit data processed against the specified purpose that is being served

O3 Ensure data privacy by design

RS2 Digital insecurity, RS1 Privacy vulnerability

O3.21 Establish mechanisms to ensure a right to opt-out whenever appropriate

O3 Ensure data privacy by design

RI4 Disempowerment, SV2 Weak rule of law

O3.3 Analyze stakeholder interests and implement approprate safeguards

O3 Ensure data privacy by design

RS1 Privacy vulnerability

O3.5 Enable third-party audits

O3 Ensure data privacy by design

RS1 Privacy vulnerability

O4.9 Mandate security audits by third parties

O4 Assure data security by design

RS2 Digital insecurity, SV1 Digital distrust

F4.14 Oversee the publication of reports on user complaints and inclusion metrics.
F4 Reinforce transparency and accountability
RS4 Lack of recourse
SV3 Weak institutions
F9.10 Set a normative framework for public-private partnership to implement DPI frameworks
F9 Focus on future sustainability

R2 - Regulator

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Typical DPI-related roles and responsibilities of 'Regulators' include:

  • setting appropriate and effective guardrails

  • supervising and enforcing laws and regulations

hashtag

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Click Next to explore the process recommendations in the

L2 - Strategy and Design

To know more about this phase of the DPI life cycle, click here

Click on any process listed below to learn about illustrative practices that can be implemented.

Process
Principle
Risk

Conception and Scoping stage of the DPI Lifecycle.

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F2.5 Recognise access to DPI-based public services as a human right
F2 Do not discriminate
RI3 Exclusion
F4.13 Establish requirements for auditable data trails to support dispute redressal
F4 Reinforce transparency and accountability
SV3 Weak institutions,
RS4 Lack of recourse
F7.5 Implement a whisteblower channel, allowing the public to address potential complaints
F7 Foster community engagement
RI2 Unequal access
RS4 Lack of recourse
F8.8 Set redress mechanisms and other consumer protection tools for failed/fraudulent financial transactions
F8 Ensure effective remedy and redress
RS4 Lack of recourse
SV3 Weak rule of law
O1.6 Enable transparency in the development of standards by standard-setting bodies
O1 Leverage market dynamics
RI3 Exclusion
O3.28 Undertake a Data Protection Impact assessments and legislative reforms prior to DPI roll out
O3 Ensure data privacy by design
RS1 Privacy vulnerability
SV2 Weak rule of law
O3.21 Establish mechanisms to ensure a right to opt-out whenever appropriate
O3 Ensure data privacy by design
RI4 Disempowerment,
SV2 Weak rule of law
O5.7 Oversee the implementation of privacy and data protection impact assessments prior roll-out
O5 Ensure data protection during use
RS1 Privacy vulnerability,
SV2 Weak rule of law
O8.7 Ensure that the price of using DPI is affordable to people and businesses
08 Sustain financial viability
RI2 Unequal access, RI3 Exclusion