> For the complete documentation index, see [llms.txt](https://safedpi.gitbook.io/safeguards/llms.txt). Markdown versions of documentation pages are available by appending `.md` to page URLs; this page is available as [Markdown](https://safedpi.gitbook.io/safeguards/universal-dpi-safeguards-framework/responsible-authorities/r2-regulator/l1-conception-and-scoping.md).

# L1 - Conception and Scoping

To know more about this phase of the DPI life cycle, click [here](/safeguards/universal-dpi-safeguards-framework/life-cycle-stages.md#conception-and-scoping-l1)

**Click on any process listed below to learn about illustrative practices that can be implemented.**

| Process                                                                                                                                                                                                                                                                                        | Principle                                                                                                                                                        | Risks avoided                                                                                                                                                                                                              |
| ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- | ---------------------------------------------------------------------------------------------------------------------------------------------------------------- | -------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- |
| [F1.2 Incorporate legal safeguards against coercive measures of enforcement](/safeguards/universal-dpi-safeguards-framework/processes/f1.2-incorporate-legal-safeguards-against-coercive-measures-of-enforcement.md)                                                                           | [F1 Do no harm ](/safeguards/universal-dpi-safeguards-framework/principles/foundational-principles/f1-do-no-harm.md)                                             | [SV2 Weak rule of law](/safeguards/universal-dpi-safeguards-framework/risks/risks-to-structural-vulnerabilities.md),  [RI4 Disempowerment](/safeguards/universal-dpi-safeguards-framework/risks/risks-to-inclusion.md)     |
| [F5.4 Establish appropriate legal framework to govern DPI initiatives, ensuring clarity on scope, purpose, and limitations.](/safeguards/universal-dpi-safeguards-framework/processes/f5.4-establish-appropriate-legal-framework-to-govern-dpi-initiatives.md)                                 | [F5 Uphold the rule of law](/safeguards/universal-dpi-safeguards-framework/principles/foundational-principles/f5-uphold-the-rule-of-law.md)                      | [RS1 Privacy vulnerability](/safeguards/universal-dpi-safeguards-framework/risks/risks-to-safety.md), [SV2 Weak rule of law](/safeguards/universal-dpi-safeguards-framework/risks/risks-to-structural-vulnerabilities.md)  |
| [F5.5 Implement independent oversight and impartial grievance adjudication.](/safeguards/universal-dpi-safeguards-framework/processes/f5.5-implement-independent-oversight-and-impartial-grievance-adjudication.md)                                                                            | [F5 Uphold the rule of law](/safeguards/universal-dpi-safeguards-framework/principles/foundational-principles/f5-uphold-the-rule-of-law.md)                      | [SV1 Digital distrust](/safeguards/universal-dpi-safeguards-framework/risks/risks-to-structural-vulnerabilities.md), [RI4 Disempowerment](/safeguards/universal-dpi-safeguards-framework/risks/risks-to-inclusion.md)      |
| [O2.5 Assess DPI against alternative policy options](https://app.gitbook.com/o/S6GcTrchMUMTQYaKxrvB/s/M4qpfWbmGu30B3njFAAV/~/changes/381/universal-dpi-safeguards-framework/processes/o2.5-assess-dpi-against-alternative-policy-options)                                                      | [O2 Evolve with evidence](/safeguards/universal-dpi-safeguards-framework/principles/operational-principles/o2-evolve-with-evidence.md)                           | [SV5 Unsustainability,](/safeguards/universal-dpi-safeguards-framework/risks/risks-to-structural-vulnerabilities.md) [RI1Discrimination](/safeguards/universal-dpi-safeguards-framework/risks/risks-to-inclusion.md)       |
| [O3.7 Undertake a Data Protection Impact assessments and legislative reforms prior to DPI roll out](/safeguards/universal-dpi-safeguards-framework/processes/o3.7-undertake-data-protection-impact-assessments-and-legislative-reforms-prior-to-dpi-roll-out.md)                               | [O3 Ensure data privacy by design](/safeguards/universal-dpi-safeguards-framework/principles/operational-principles/o3-ensure-data-privacy-by-design.md)         | [RS1 Privacy vulnerability](/safeguards/universal-dpi-safeguards-framework/risks/risks-to-safety.md), [SV2 Weak rule of law](/safeguards/universal-dpi-safeguards-framework/risks/risks-to-structural-vulnerabilities.md)  |
| [O3.21 Establish mechanisms to ensure a right to opt-out whenever appropriate](/safeguards/universal-dpi-safeguards-framework/processes/o3.21-establish-mechanisms-to-ensure-a-right-to-opt-out-whenever-appropriate.md)                                                                       | [O3 Ensure data privacy by design ](/safeguards/universal-dpi-safeguards-framework/principles/operational-principles/o3-ensure-data-privacy-by-design.md)        | [RI4 Disempowerment](/safeguards/universal-dpi-safeguards-framework/risks/risks-to-inclusion.md), [SV2 Weak rule of law](/safeguards/universal-dpi-safeguards-framework/risks/risks-to-structural-vulnerabilities.md)      |
| [O5.7 Oversee the implementation of privacy and data protection impact assessments prior roll-out.](/safeguards/universal-dpi-safeguards-framework/processes/o5.7-implement-privacy-and-data-protection-impact-assessments-prior-to-roll-out.md)                                               | [O5 Ensure data protection during use](/safeguards/universal-dpi-safeguards-framework/principles/operational-principles/o5-ensure-data-protection-during-use.md) | [SV3 Weak institutions](/safeguards/universal-dpi-safeguards-framework/risks/risks-to-structural-vulnerabilities.md), [RS1 Privacy vulnerability](/safeguards/universal-dpi-safeguards-framework/risks/risks-to-safety.md) |
| [O5.9 Assess existence of comprehensive data protection laws that outline the lawful processing, retention, and protection of personal data](/safeguards/universal-dpi-safeguards-framework/processes/o5.9-assess-existence-of-comprehensive-data-protection-laws-to-protect-personal-data.md) | [O5 Ensure data protection during use](/safeguards/universal-dpi-safeguards-framework/principles/operational-principles/o5-ensure-data-protection-during-use.md) | [SV2 Weak rule of law](/safeguards/universal-dpi-safeguards-framework/risks/risks-to-structural-vulnerabilities.md), [RS1 Privacy vulnerability](/safeguards/universal-dpi-safeguards-framework/risks/risks-to-safety.md)  |


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